FINRA BrokerCheck Search — Firm & Broker Records API
Pricing
from $150.00 / 1,000 results
FINRA BrokerCheck Search — Firm & Broker Records API
Search FINRA BrokerCheck firm and broker records — registration, disclosures and status as clean JSON. For compliance and diligence agents.
Pricing
from $150.00 / 1,000 results
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NexGenData
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FINRA BrokerCheck Search
Search FINRA BrokerCheck firm and broker records, parsed into clean JSON. Built for analysts, funds, fintech builders and AI agents. Factual public FINRA/SEC data — not financial or investment advice. Not affiliated with the U.S. SEC or FINRA.
📊 What you get
Clean JSON, one record per record. Key fields (full output has 11 fields):
firm_name— Company / filer namesource_url— Direct sec.gov filing linkscraped_at— Detection / fetch timestamp Every record carries a direct sec.gov source link.
Pricing: $0.15 per record (Pay-Per-Event) — about 6 records per $1.
🤖 Use with AI agents
Structured, source-linked SEC data built for LLM and agent pipelines — point Claude, the OpenAI Agents SDK, an n8n flow or any MCP-aware client at it and pull FINRA BrokerCheck firm and broker records on demand. Coverage depends on EDGAR availability and filing cadence.
Sample agent prompt:
Agentic payments (x402): Supports agentic payment via x402 — agents can call this actor with USDC, no API key required.
⏰ Run on a schedule
The recurring frame is the point — schedule a daily or weekly pull:
🔗 Related SEC actors
More compliance & oversight trackers: Comment Letter Monitor, Form NT Late-Filing, Litigation Releases, Fails-to-Deliver
Agent front doors: SEC Corporate Events MCP, Regulatory Filings MCP
Data parsed from public SEC EDGAR filings. Factual public FINRA/SEC data — not financial or investment advice. Not affiliated with the U.S. SEC or FINRA.
