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FINRA BrokerCheck Lookup — Broker & Firm Registration

Try for free

Look up FINRA-registered brokers and investment firms by name: registration status, disciplinary disclosure flag, and employment/branch history, straight from FINRA BrokerCheck.

Pricing

Pay per usage

Rating

0.0

(0)

Developer

Timothy Kelvin

Actor stats

Bookmarked

Total users

Monthly active users

3 days ago

Last modified

Input

{
  "query": "John Smith",
  "searchType": "individual",
  "state": "NY",
  "maxResults": 10
}

Field	Type	Description
`query`	string	Name of the single individual or firm to look up.
`searchType`	string	`"individual"` or `"firm"`.
`state`	string	Optional two-letter state filter (individual search only).
`queries`	array	For looking up several names in one run: `{ "query", "searchType", "state" }`. Ignored if `query` above is filled in.
`maxResults`	integer	Max matches returned per name (default 10).

Output

{
  "query": "John Smith",
  "type": "individual",
  "crdNumber": "4346806",
  "name": "JOHN T. SMITH",
  "brokerStatus": "Active",
  "investmentAdviserStatus": "Active",
  "hasDisclosures": false,
  "registrationCount": 1,
  "currentEmployments": [
    { "firmName": "FIDELITY BROKERAGE SERVICES LLC", "city": "SEATTLE", "state": "WA" }
  ],
  "profileUrl": "https://brokercheck.finra.org/individual/summary/4346806"
}

Firm searches return brokerDealerStatus, branchCount, city, and state instead of employment history.

How it works

Direct calls to the same public search endpoint that powers brokercheck.finra.org (api.brokercheck.finra.org/search/individual and /search/firm) — no scraping of rendered pages, no proxy, no key.

Pricing note

Billed per name searched, not per result returned — searching a common name that returns 10 matches costs the same as one that returns 1.

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