Financial Adviser Directory — BrokerCheck & IAPD Records API avatar

Financial Adviser Directory — BrokerCheck & IAPD Records API

Pricing

from $50.00 / 1,000 adviser records

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Financial Adviser Directory — BrokerCheck & IAPD Records API

Financial Adviser Directory — BrokerCheck & IAPD Records API

Search public FINRA BrokerCheck & SEC IAPD registers — adviser names, CRD, firm, state, registration status. Public records for recruiting and vendor prospecting.

Pricing

from $50.00 / 1,000 adviser records

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Developer

NexGenData

NexGenData

Maintained by Community

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0

Bookmarked

2

Total users

1

Monthly active users

2 days ago

Last modified

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Financial Adviser Directory

Search the public FINRA BrokerCheck and SEC IAPD registers for financial advisers and brokers — names, CRD numbers, firms and registration status. Public registration data for recruiting and vendor prospecting.

Public FINRA/SEC registration records. Factual public data — not an assessment of any individual and not investment, suitability or creditworthiness advice.

{ "query": "Smith", "state": "NY", "source": "brokercheck", "maxResults": 100 }

Schedule a weekly sweep (0 8 * * 1) to track advisers by firm or state for recruiting and vendor outreach.

📊 What you get

Clean JSON, one record per adviser (fields from a live test run):

  • name · crd — name + Central Registration Depository number
  • firm · firmCity · firmState · firmZip — current registered firm/branch
  • brokerScope · adviserScope — registration scope (Active / Expanded / Inactive)
  • registeredSince — industry registration date
  • otherNames — known other names
  • hasDisclosures — whether the public record carries any disclosures (a factual flag from the register, reported as-is)
  • firmSecNumber · source · sourceUrl — official BrokerCheck/IAPD page

Pricing: $0.05 per adviser record (Pay-Per-Event) — about 20 advisers per $1. Plus a $0.005 actor-start.

🤖 Use with AI agents

Sample agent prompt:

Find advisers at a given firm in New York and return name, CRD, firm and registration scope.

Agentic payments (x402): Supports agentic payment via x402 — call this actor with USDC, no API key required.

🔗 Turn advisers into outreach

Enrich → verify → deliver: Person Enrichment · B2B Contact Enricher · Email Verification · Leads to Notion CRM Related regulatory records: SEC Litigation Releases


Public FINRA/SEC registration records. Assembled for recruiting and vendor prospecting — not an assessment of any individual.