SEC Form D Funding Leads

Find companies that just raised private money. Every time a US company (or fund) sells securities under Regulation D, it has to file a short Form D notice with the SEC within 15 days of the first sale. That notice is public, and it's one of the earliest signals that a business has fresh cash: who they are, where they are, how much they're raising, how much is already in, and who runs the company.

This Actor pulls those filings straight from SEC EDGAR and turns each one into a clean record you can drop into a CRM, a spreadsheet or an outreach tool.

What you get for each filing

• Company: name, CIK, entity type, state of incorporation, year founded, street address, city, state, ZIP and the phone number on the filing
• The raise: total offering amount, amount already sold, amount remaining, minimum investment, number of investors so far, date of first sale, type of securities (equity, debt, SAFEs, fund interests...), exemption used (506(b), 506(c), 504...)
• Industry: the Form D industry group (Biotechnology, Other Technology, Residential real estate, Pooled Investment Fund...) and revenue range when disclosed
• People: executive officers, directors and promoters with their role and city/state (no home street addresses)
• Brokers: sales-compensation recipients and their broker-dealer, if any
• Links: the filing index page, the raw XML and the company's filing history on EDGAR

Where the data comes from

Source	What it's used for
EDGAR full-text search index (efts.sec.gov)	the list of Form D and D/A filings for each day
EDGAR daily form index (sec.gov/Archives)	backup list if the search index has a hiccup
primary_doc.xml of each filing (sec.gov/Archives)	all the fields above

These are official, free SEC endpoints. No login, no API key, no scraping of web pages. SEC data is public domain. The Actor follows SEC's fair-access policy: it sends a declared User-Agent with your contact email, and it never makes more than 4 requests a second (SEC's limit is 10).

Input

Field	What it does	Default
Contact email for SEC	SEC requires automated tools to identify themselves. Your email goes only into the request header sent to sec.gov.	(required)
Filed from / Filed to	Filing date range, as dates or relative ("7 days")	last 7 days
Include amendments	Also return Form D/A amendments	off
Issuer states	Two-letter codes, e.g. CA, NY, TX	all
Industry groups	Pick from the official Form D list	all
Exclude pooled investment funds	Skip VC/PE/hedge/real estate funds and keep operating companies	off
Min / max offering amount	Size of the raise in USD	none
Min amount already sold	Only raises that have actually closed some money	none
Include related persons	Officers, directors, promoters	on
Max filings	Stop after this many	1000

Example: Texas and California startups, no funds, at least $1M, last 2 weeks:

{
  "contactEmail": "you@yourcompany.com",
  "dateFrom": "14 days",
  "states": ["TX", "CA"],
  "excludePooledInvestmentFunds": true,
  "minOfferingAmount": 1000000
}

Output example

A real record from a test run (filed 29 Oct 2026):

{
  "accessionNumber": "0002162167-26-000001",
  "formType": "D",
  "isAmendment": false,
  "previousAccessionNumber": null,
  "filedDate": "2026-10-29",
  "cik": "2162167",
  "companyName": "thenevercompany.ai Inc.",
  "entityType": "Corporation",
  "jurisdictionOfIncorporation": "Delaware",
  "yearOfIncorporation": 2026,
  "incorporatedWithinFiveYears": true,
  "yetToBeFormed": null,
  "street1": "2108 N ST",
  "street2": "#18261",
  "city": "Sacramento",
  "state": "CA",
  "stateOrCountryName": "California",
  "zip": "95816",
  "phone": "6506667774",
  "industryGroup": "Other Technology",
  "investmentFundType": null,
  "revenueRange": "No Revenues",
  "aggregateNetAssetValueRange": null,
  "federalExemptions": [
    "Rule 506(b)"
  ],
  "dateOfFirstSale": "2026-10-22",
  "firstSaleYetToOccur": false,
  "offeringMoreThanOneYear": false,
  "securitiesOffered": [
    "Other: Simple Agreements for Future Equity (SAFEs)"
  ],
  "isBusinessCombination": false,
  "minimumInvestment": 0,
  "totalOfferingAmount": 550000,
  "offeringAmountIndefinite": false,
  "totalAmountSold": 200000,
  "totalRemaining": 350000,
  "hasNonAccreditedInvestors": false,
  "investorsAlreadyInvested": 3,
  "salesCommissions": 0,
  "findersFees": 0,
  "grossProceedsUsedForInsiders": 0,
  "relatedPersons": [
    {
      "name": "Navin E Samuel",
      "firstName": "Navin",
      "lastName": "Samuel",
      "relationships": [
        "Executive Officer",
        "Director"
      ],
      "clarification": "Chief Executive Officer, President, Secretary and Chief Financial Officer",
      "city": "Sacramento",
      "state": "CA"
    },
    {
      "name": "Bhupesh Chandra",
      "firstName": "Bhupesh",
      "lastName": "Chandra",
      "relationships": [
        "Executive Officer",
        "Director"
      ],
      "clarification": "Chief Technology Officer",
      "city": "Sacramento",
      "state": "CA"
    }
  ],
  "salesCompensationRecipients": [],
  "otherIssuers": [],
  "signerName": "Navin E Samuel",
  "signerTitle": "Chief Executive Officer",
  "signatureDate": "2026-10-29",
  "filingUrl": "https://www.sec.gov/Archives/edgar/data/2162167/000216216726000001/0002162167-26-000001-index.htm",
  "xmlUrl": "https://www.sec.gov/Archives/edgar/data/2162167/000216216726000001/primary_doc.xml",
  "companyFilingsUrl": "https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2162167&type=D"
}

The dataset's Overview view shows the key columns as a table. Export to JSON, CSV, Excel or straight into your tools with the Apify API or integrations (Zapier, Make, Google Sheets, webhooks).

Good to know

• Volume. SEC receives roughly 200-600 Form D filings per business day. About half are investment funds, so the "Exclude pooled investment funds" switch makes a big difference if you sell to operating companies.
• Amendments. A Form D/A usually means the raise is still going and more money has come in. It's off by default so you don't get the same company twice; turn it on if you track companies over time.
• "Indefinite" amounts. Many funds don't state a fixed size. Those records have totalOfferingAmount: null and offeringAmountIndefinite: true.
• Foreign issuers use SEC country codes in state (for example A0 = Alberta, X0 = United Kingdom). stateOrCountryName spells it out.
• Phone numbers are what the company printed on the filing. Often it's the main line or a law firm.
• Timing. Filings are available a few minutes after SEC accepts them. Running once a day (schedule it in Apify) with "Filed from: 1 day" gives you a steady daily list.
• The Actor reads newest days first, and only downloads the XML of filings that can still pass your state filter, so narrow runs are fast and cheap.

Pricing

Pay per result. You only pay for filings saved to your dataset:

Event	Price
Form D filing	$0.015

Some examples:

• A typical day of operating-company filings with funds excluded (about 150 filings) costs about $2.25.
• A week of all Form D filings for one state such as Texas (about 100 filings) costs about $1.50.
• The default cap of 1,000 filings costs at most $15.

Apify also charges a tiny standard Actor start fee ($0.00005 per run). You can set a maximum charge per run in Apify, and the Actor stops cleanly when it reaches that cap.

Is this legal?

Form D notices are public records published by the SEC for exactly this kind of use. The Actor only uses the official EDGAR endpoints, identifies itself as SEC asks, and stays well under SEC's rate limit. Related persons are included because they're listed on the public filing; the Actor deliberately leaves out their street addresses. If you use the contacts for outreach, follow the anti-spam and privacy laws that apply to you (CAN-SPAM, GDPR, etc.).

Questions or ideas

Open an issue on the Actor's Issues tab. Requests for extra fields or filters are welcome.