FINRA BrokerCheck Broker & Firm Registry Scraper

Look up US brokers and brokerage / investment-advisory firms from the FINRA BrokerCheck registry: CRD numbers, employment history, exams and registrations, registered states, firm contact details, and full disclosure / regulatory-event history. Built for financial-sector compliance, AML/KYC screening and broker/firm lead generation.

📥 Input · 📤 Output · 💰 Pricing · ▶️ Examples

What you get

Search by person name, firm name or CRD number and get clean, flat, spreadsheet-ready records.

For individuals (brokers / advisers):

• Name, other known names, and CRD number
• Broker and investment-adviser registration status (active vs. previously registered)
• Current firm (name, CRD, city, state, registration date) and count of current roles
• Full previous-employment history with firms and dates
• Qualification exams passed (Series 7, Series 66, SIE and more) with dates
• Registrations, registered US states, and self-regulatory organizations
• Disclosure flag, disclosure count, disclosure types, and full disclosure details (date, type, resolution and disposition) for compliance and AML/KYC screening

For firms (brokerage / advisory):

• Firm legal name, other names, and CRD number
• Broker-dealer and investment-adviser status, firm type, size, status and formation details
• Office address, ZIP and main business phone number
• Broker-dealer and adviser SEC numbers
• Registrations, registered US states and branch count
• Disclosure flag, disclosure count and types, plus direct owners and their positions

Every record includes the public profile URL, the search query that produced it, and a collection timestamp.

Who is it for

• Compliance, AML and KYC teams screening brokers, advisers and firms
• Financial-services recruiters and sales teams building broker / firm lead lists
• Analysts and journalists researching regulatory history and disclosures
• Fintech and RegTech products that need clean registry data at scale

How to use it

1. Pick a Search Type: individuals or firms.
2. Add one or more Search Queries — names, firm names or CRD numbers. Each item runs as its own search.
3. Optionally narrow by US State, include previously registered individuals, return only records with disclosures, and set the max records.
4. Run it, then export the results to JSON, CSV or Excel, or pull them through the API.

Filters

• Search Type — individuals (brokers/advisers) or firms.
• Search Queries — name, firm name or CRD number; multiple searches per run.
• US State — restrict to a two-letter state code.
• Include Previously Registered — add former brokers, not just active ones.
• Only With Disclosures — keep only brokers/firms with a disclosure or regulatory event.
• Fetch Full Detail Reports — full history and disclosures per match, or lighter summary-only mode.

FAQ

Do I need an account or login for the source? No. The actor handles everything internally; you never provide cookies or credentials.

Will I be charged for empty runs? No. You are only billed per real broker or firm record returned. A search that matches nothing costs nothing.

Can I search by CRD number? Yes. Put the CRD number in the search queries and the matching broker or firm is returned.

How current is the data? Records reflect the registry at the time of the run; each record carries a collection timestamp.

Related actors

• SEC EDGAR Filings Scraper
• SEC Form 4 Insider Trades Scraper
• SEC 13F Holdings Scraper

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Made by scrapers.lat. This actor is not affiliated with, endorsed by, or sponsored by FINRA. It collects publicly available registry information for legitimate compliance, research and lead-generation use.