SEC Form 11-K Tracker

Track Form 11-K employee stock-plan filings (ESPP, 401(k) stock funds, ESOP/stock-bonus plans) from SEC EDGAR, parsed into clean JSON. Built for equity-comp consultants, executive-comp analysts, corporate counsel, ERISA litigators and AI agents. Factual public SEC/EDGAR data — not financial or investment advice. Not affiliated with the U.S. SEC.

📊 Sample Output

company	plan_name	fiscal_year_end	total_plan_assets	filing_date	auditor_name
First Northwest Bancorp	First Fed Bank 401(k) Plan	2024-06-30	17200194	2024-12-23	Moss Adams LLP
KEY TRONIC CORP	Retirement Savings Plan	2024-06-30	48289600	2024-12-19	Moss Adams LLP
MOOG INC.	MOOG INC. EMPLOYEE STOCK PURCHASE PLAN	2024-09-30	4516327	2024-12-19	CLA
SOUTHERN MISSOURI BANCORP, INC.	​ Southern Bank 401(k) Retirement Plan ​	2024-06-30	56940813	2024-12-10	Forvis Mazars, LLP
PROCTER & GAMBLE Co	The Procter & Gamble Savings Plan, c/o The Procter & Gamble Company,…	2024-06-30	1347714746	2024-11-26	Deloitte & Touche LLP
NIKE, Inc.	and the PCAOB. We conducted our audits in accordance with the standar…	2024-05-31	5834397117	2024-11-22	Crowe LLP

Real rows from run HQCPs3Lcz7M0SIh4p on build 0.0.11 (2026-09-25), unedited apart from masked emails/phones and shortened long text; fields the source does not publish are empty.

🔧 Input reference

Field	Type	Default	What it does
company_filter	string	""	Optional substring match against the SEC filer name (e.g. 'Apple', 'Walmart'). Leave blank to scan all 11-K filings for the chosen year.
ticker_filter	string	""	Optional exact ticker match (e.g. 'AAPL', 'WMT'). Case-insensitive. Leave blank to skip ticker filtering.
year	integer	2024	Calendar year of the Form 11-K filing date (not plan fiscal-year-end). Most 11-Ks for plan-year N are filed in the second half of N or in the first half of N+1.
min_plan_assets	number	1000000	Drop filings whose extracted 'total_plan_assets' (Net assets available for benefits) is below this threshold. Filings whose plan-asset value can't be extracted are also dropped. L…
max_filings	integer	20	Hard cap on records pushed to the dataset. Use small numbers (5-25) for smoke tests, 50-200 for production scans.

🧾 JSON sample record

One real record from run HQCPs3Lcz7M0SIh4p (emails/phones masked, long text shortened):

{
  "company": "First Northwest Bancorp",
  "cik": "1556727",
  "ticker": "FNWB",
  "plan_name": "First Fed Bank 401(k) Plan",
  "plan_type": "401(k)",
  "fiscal_year_end": "2024-06-30",
  "total_plan_assets": 17200194,
  "employer_stock_fund_balance": null,
  "employer_stock_shares": null,
  "share_value": null,
  "contributions_employer": 90556,
  "contributions_participant": null,
  "filing_date": "2024-12-23",
  "auditor_name": "Moss Adams LLP",
  "accession_number": "0001437749-24-038204",
  "source_url": "https://www.sec.gov/Archives/edgar/data/1556727/000143774924038204/fnwb20240630_11k.htm"
}

💰 Pricing

Event	Price (USD)	When it is charged
Actor Start (apify-actor-start)	$0.005	Charged when the Actor starts running. Number of events charged depends on Actor memory (one event per GB, minimum one event).
Form 11-K filing (form-11-k-filing)	$0.05	Per employee stock plan annual report record extracted

Pay-per-event: you pay only for what the run delivers. A run that delivers nothing bills no result events (only the actor-start event, when the actor defines one). Example: a run that delivers 100 results costs 100 × $0.05 = $5.00 plus the start fee.

🔗 Related Actors

More from the NexGenData SEC & US filings family:

• SEC Fails-to-Deliver Tracker — FTD Data API
• SEC Filings to Markdown — RAG-Ready Chunks API
• SEC Foreign Issuer Monitor — 20-F & 6-K Filings
• SEC Form 13F Tracker Pro — Institutional Holdings API
• SEC Form 144 Tracker — Restricted Stock Sale Filings
• SEC Form 3 Tracker — New Insider Registrations

48 more in this family on the NexGenData Store page.

📊 What you get

Clean JSON, one record per filing (16 fields):

• company, cik, ticker — the plan sponsor
• plan_name — read off the 11-K cover page ("Full title of the plan")
• plan_type — ESPP / 401(k) / Stock Bonus / Unknown
• fiscal_year_end — plan year end
• total_plan_assets — net assets available for benefits (USD)
• employer_stock_fund_balance, employer_stock_shares, share_value
• contributions_employer, contributions_participant
• auditor_name — the PCAOB-registered firm signing the opinion
• filing_date, accession_number, source_url

Financial fields are extracted heuristically from each filing's own statements; a field the filing does not state is returned as null rather than a made-up number. Every record carries a direct sec.gov source link.

Pricing (Pay-Per-Event):

• Actor start: $0.005
• Per Form 11-K record: $0.05 — about 20 filings per $1

A 20-filing pull = $0.005 + (20 × $0.05) = $1.005.

Each record is charged immediately before it is delivered, so charges always equal rows. If EDGAR blocks or does not answer, the run fails with a status message naming the cause and nothing further is charged. If EDGAR answers and no filing matches your filters, the run succeeds with 0 records, says why, and charges nothing.

⏰ Run on a schedule

The recurring frame is the point — schedule a weekly pull:

{
  "year": 2025,
  "min_plan_assets": 1000000,
  "max_filings": 20
}

🤖 Use with AI agents

Structured, source-linked SEC data built for LLM and agent pipelines — point Claude, the OpenAI Agents SDK, an n8n flow or any MCP-aware client at it and pull Form 11-K employee stock-plan filings on demand.

Sample agent prompt:

List recent Form 11-K employee-stock-plan filings over $10M in plan assets and their auditors.

Agentic payments (x402): Supports agentic payment via x402 — agents can call this actor with USDC, no API key required.

🔗 Related SEC actors

More insider trackers: Form 4 Monitor, Form 4 Scraper, Form 4 Tracker, Form 3 Tracker

Agent front doors: SEC Corporate Events MCP, Regulatory Filings MCP

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Data parsed from public SEC EDGAR filings. Factual public SEC/EDGAR data — not financial or investment advice. Not affiliated with the U.S. SEC.