SEC Form 11-K Tracker

Track Form 11-K employee stock-plan filings (ESPP, 401(k) stock funds, ESOP/stock-bonus plans) from SEC EDGAR, parsed into clean JSON. Built for equity-comp consultants, executive-comp analysts, corporate counsel, ERISA litigators and AI agents. Factual public SEC/EDGAR data — not financial or investment advice. Not affiliated with the U.S. SEC.

📊 What you get

Clean JSON, one record per filing (16 fields):

• company, cik, ticker — the plan sponsor
• plan_name — read off the 11-K cover page ("Full title of the plan")
• plan_type — ESPP / 401(k) / Stock Bonus / Unknown
• fiscal_year_end — plan year end
• total_plan_assets — net assets available for benefits (USD)
• employer_stock_fund_balance, employer_stock_shares, share_value
• contributions_employer, contributions_participant
• auditor_name — the PCAOB-registered firm signing the opinion
• filing_date, accession_number, source_url

Financial fields are extracted heuristically from each filing's own statements; a field the filing does not state is returned as null rather than a made-up number. Every record carries a direct sec.gov source link.

Pricing (Pay-Per-Event):

• Actor start: $0.005
• Per Form 11-K record: $0.05 — about 20 filings per $1

A 20-filing pull = $0.005 + (20 × $0.05) = $1.005.

Each record is charged immediately before it is delivered, so charges always equal rows. If EDGAR blocks or does not answer, the run fails with a status message naming the cause and nothing further is charged. If EDGAR answers and no filing matches your filters, the run succeeds with 0 records, says why, and charges nothing.

⏰ Run on a schedule

The recurring frame is the point — schedule a weekly pull:

{
  "year": 2025,
  "min_plan_assets": 1000000,
  "max_filings": 20
}

🤖 Use with AI agents

Structured, source-linked SEC data built for LLM and agent pipelines — point Claude, the OpenAI Agents SDK, an n8n flow or any MCP-aware client at it and pull Form 11-K employee stock-plan filings on demand.

Sample agent prompt:

List recent Form 11-K employee-stock-plan filings over $10M in plan assets and their auditors.

Agentic payments (x402): Supports agentic payment via x402 — agents can call this actor with USDC, no API key required.

🔗 Related SEC actors

More insider trackers: Form 4 Monitor, Form 4 Scraper, Form 4 Tracker, Form 3 Tracker

Agent front doors: SEC Corporate Events MCP, Regulatory Filings MCP

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Data parsed from public SEC EDGAR filings. Factual public SEC/EDGAR data — not financial or investment advice. Not affiliated with the U.S. SEC.