SEC Fails-to-Deliver Tracker

Track SEC fails-to-deliver (FTD) data from SEC EDGAR, parsed into clean JSON. Built for analysts, funds, fintech builders and AI agents. Factual public SEC/EDGAR data — not financial or investment advice. Not affiliated with the U.S. SEC.

📊 Sample Output

settlementDate	cusip	symbol	failsQuantity	description	sourceFile
20260817	36467W109	GME	56718	GAMESTOP CORP (HLDG CO) CL A	cnsfails202608b.zip
20260821	36467W109	GME	21091	GAMESTOP CORP (HLDG CO) CL A	cnsfails202608b.zip
20260824	36467W109	GME	37185	GAMESTOP CORP (HLDG CO) CL A	cnsfails202608b.zip
20260825	36467W109	GME	93558	GAMESTOP CORP (HLDG CO) CL A	cnsfails202608b.zip
20260827	36467W109	GME	102	GAMESTOP CORP (HLDG CO) CL A	cnsfails202608b.zip
20260828	36467W109	GME	57727	GAMESTOP CORP (HLDG CO) CL A	cnsfails202608b.zip

Real rows from run 4sqYXhTn3Sd2gxfNe on build 0.0.21 (2026-09-25), unedited apart from masked emails/phones and shortened long text; fields the source does not publish are empty.

🔧 Input reference

Field	Type	Default	What it does
symbol	string	"GME"	Filter by ticker symbol. Blank = every security in the file (large).
cusip	string		Filter by CUSIP.
minQuantity	integer	0	Only records with fails >= this.
period	string		Optional file period filter (e.g. 202605b). Blank = most recent. Blank = the most recent published file.
maxResults	integer	25	Max records returned (each returned record is billed at the live per-record price).
userAgentContact	string	"NexGenData FTD Tracker your-email@example.com"	SEC requires a User-Agent that identifies you and carries a contact address, e.g. 'YourCompany your-email@example.com'.

🧾 JSON sample record

One real record from run 4sqYXhTn3Sd2gxfNe (emails/phones masked, long text shortened):

{
  "settlementDate": "20260817",
  "cusip": "36467W109",
  "symbol": "GME",
  "failsQuantity": 56718,
  "description": "GAMESTOP CORP (HLDG CO) CL A",
  "price": 18.66,
  "sourceFile": "cnsfails202608b.zip"
}

💰 Pricing

Event	Price (USD)	When it is charged
Fails-to-deliver record (apify-default-dataset-item)	$0.1	Charged per result row returned.

Pay-per-event: you pay only for what the run delivers. A run that delivers nothing bills no result events (only the actor-start event, when the actor defines one). Example: a run that delivers 100 results costs 100 × $0.1 = $10.00 plus the start fee.

🔗 Related Actors

More from the NexGenData SEC & US filings family:

• SEC EDGAR Full-Text Search — Filings Query API
• SEC Event Router — Unified EDGAR Event Stream API
• SEC Exec Comp Tracker — DEF 14A Pay Disclosures
• SEC Filings to Markdown — RAG-Ready Chunks API
• SEC Foreign Issuer Monitor — 20-F & 6-K Filings
• SEC Form 11-K Tracker — Employee Stock Plan Filings

48 more in this family on the NexGenData Store page.

📊 What you get

Clean JSON, one record per record. Key fields (full output has 7 fields):

• cusip — Security CUSIP

Pricing: $0.10 per record (Pay-Per-Event) — about 10 records per $1.

🤖 Use with AI agents

Structured, source-linked SEC data built for LLM and agent pipelines — point Claude, the OpenAI Agents SDK, an n8n flow or any MCP-aware client at it and pull SEC fails-to-deliver (FTD) data on demand.

Sample agent prompt:

Show the highest fails-to-deliver totals by ticker in the latest FTD file.

Agentic payments (x402): Supports agentic payment via x402 — agents can call this actor with USDC, no API key required.

⏰ Run on a schedule

The recurring frame is the point — schedule a daily or weekly pull:

{
  "maxResults": 50
}

🔗 Related SEC actors

More compliance & oversight trackers: Comment Letter Monitor, Form NT Late-Filing, Litigation Releases, Reg SHO Threshold

Agent front doors: SEC Corporate Events MCP, Regulatory Filings MCP

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Data parsed from public SEC EDGAR filings. Factual public SEC/EDGAR data — not financial or investment advice. Not affiliated with the U.S. SEC.