UK FCA Enforcement Register

The UK FCA enforcement register of final penalties — cases, firms, sectors, fines and breach categories. The final-penalties lane.

Factual public records — not financial, investment or compliance advice. Screening data is provided as-is for your own compliance program.

⏰ Run this as a monitoring subscription (recommended)

Regulatory data is monitoring data. Schedule a weekly sweep (0 8 * * 1) and catch new penaltys as they post — an always-on official-records feed.

🔎 Where the data comes from

Every row is parsed live from the FCA's own notice PDFs under fca.org.uk/publication/final-notices/, discovered through the FCA sitemap index. There is no cached or curated list: if the FCA site cannot be read, the run fails loudly rather than returning stale rows.

📊 What you get

Clean JSON, one record per penalty (full output has 12 fields):

• case_id — Case id
• notice_type — Notice type
• firm_name — Firm name
• individual_name — Individual name
• sector — Sector
• date_issued — Date issued
• fine_amount_gbp — Fine amount gbp
• breach_categories — Breach categories
• summary — Summary
• regulatory_basis — Regulatory basis (FSMA sections cited in the notice)
• full_notice_url — Direct link to the FCA notice PDF the row was parsed from

fine_amount_gbp is null where the notice imposes a non-monetary sanction (e.g. cancellation of permission or a prohibition order); sector is INDIVIDUAL for actions against a named person and is left null when the notice text gives no clear sector signal.

Pricing: $0.10 per enforcement notice returned (Pay-Per-Event) — about 10 notices per $1, plus $0.00005 per Actor start. You are only charged for notices actually delivered to the dataset; a run that matches nothing returns 0 rows and charges nothing per notice.

🤖 Use with AI agents

Point Claude, the OpenAI Agents SDK, an n8n flow or any MCP-aware client at it and pull official records on demand.

Agentic payments (x402): Supports agentic payment via x402 — agents can call this actor with USDC, no API key required.

🔗 Related regulatory actors

Regulatory & enforcement records:

US Legislation · UK FCA Notices · EPA ECHO · EPA TRI · FEMA NFIP · CFPB Complaints · CFPB HMDA

Related: SAM.gov Exclusions

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Public official records and enforcement data, assembled for research and monitoring.