💰 SEC Reg A/A+ Crowdfunding Offerings & Form D Amendments Tracker

Reg A/A+ is the under-tracked crowdfunding mid-tier — the $5M–$75M offerings sitting between a Reg D private placement and a full S-1 IPO. Every Reg A Tier 1 caps at $20M / 12 months, every Tier 2 caps at $75M, and the SEC qualifies every one of them via EDGAR — but there's no clean monitoring feed for VC associates, secondary-market analysts, or retail crowdfunding researchers tracking Republic / StartEngine / SmallChange alumni. This actor closes that gap and bundles in Form D/A amendments (private-placement upsizes / repricings) so the equity-crowdfunding research stack is one input away.

⚡ What you get

For every Reg A offering circular (1-A), amendment (1-A/A), Reg A annual report (1-K), and Form D amendment (D/A) on EDGAR in your time window — with the offering-size and form-type filters applied — you get a single clean row containing:

Field	What it is
issuer, cik, ticker	Issuer entity name, EDGAR CIK, ticker (if the issuer is also reporting under '34 Act)
form_type	1-A, 1-A/A, 1-K, or D/A
offering_amount, offering_amount_min, offering_amount_max	Total aggregate offering in USD plus the min/max range. For 1-A/A the spread captures issuer vs total aggregate; for D/A it's amount already sold vs total offering
offering_tier	Tier 1 (≤$20M), Tier 2 (≤$75M Reg A+), N/A (Reg D), or N/A (Annual Report) for 1-K
state_of_incorporation, principal_office_state	Inc. jurisdiction + principal office US state for blue-sky overlay
filing_date, qualification_date	When the form was filed; when the SEC qualified the offering (Reg A only — derived from issuer's submissions feed, looking back up to 18 months for the most recent QUALIF / 253(g)2 marker)
use_of_proceeds	Securities type + industry classification + Reg D federal exemptions (e.g. Industry: Pooled Investment Fund · Fund type: Hedge Fund · Securities: PooledInvestmentFund · Exemptions: 06b)
accredited_only	Boolean — true when D/A has nonAccreditedInvestorCount = 0. Null for Reg A (statutorily not accredited-only)
securities_type, price_per_security, securities_offered_count	Reg A extras — type of securities offered (equity / debt / bonds), price per share, total count being offered
minimum_investment, total_amount_sold, federal_exemptions, previous_accession_number	Form D extras — the previous_accession_number lets you reconstruct the full amendment lineage
industry_group, investment_fund_type, entity_type	Form D context for hedge fund / VC / PE filter overlays
filing_url, filing_index_url, accession_number, source	Direct EDGAR primary_doc.xml link + parent index + accession

🎯 Use cases

VC associate tracking the secondary market — Reg A Tier 2 offerings are public-by-design and freely tradable. Surface every $5M–$75M deal that's coming or has just qualified, score by issuer state + SIC + offering tier, and feed the most-relevant ones into your deal-flow pipeline. The qualification_date field tells you when the secondary market becomes legal.

Secondary-market analyst at a retail platform — Republic, StartEngine, Dalmore, SmallChange and similar platforms are the secondary venues for qualified Reg A+ tokens / shares. Daily Reg A monitoring at the qualification gate is the bid/ask signal. Use offering_tier == "Tier 2" + filing_date for the seven-day fresh-qualification cohort.

Retail-investor crowdfunding researcher — The "X just opened on Republic" announcements lag the actual Reg A qualification by days. Subscribe to this actor with form_type: "1-A" + min_offering_size: 0 to pre-empt the platform email.

Startup ecosystem analyst — Form D/A amendments are the leading indicator that a private placement is being upsized or repriced mid-flight. Filter form_type: "D/A" + offering_amount >= 25_000_000 to track late-stage growth rounds without waiting for TechCrunch.

📊 Sample Output

🚀 How to Use

Default monitoring input

{
  "form_type": "all",
  "min_offering_size": 5000000,
  "max_offering_size": 75000000,
  "days_back": 90,
  "max_filings": 100
}

Tier-2-only Reg A tracker

{
  "form_type": "1-A",
  "min_offering_size": 20000001,
  "max_offering_size": 75000000,
  "days_back": 30,
  "max_filings": 100
}

Form D amendments only (private-placement upsizes)

{
  "form_type": "D/A",
  "min_offering_size": 10000000,
  "max_offering_size": 0,
  "days_back": 30,
  "max_filings": 200
}

Sample output row

{
  "issuer": "Stellar Spirits & Wines, Inc.",
  "cik": "2064965",
  "ticker": null,
  "form_type": "1-A/A",
  "offering_amount": 10000000.0,
  "offering_amount_min": 10000000.0,
  "offering_amount_max": 10000000.0,
  "offering_tier": "Tier 1",
  "state_of_incorporation": "CA",
  "principal_office_state": "CA",
  "filing_date": "2026-05-29",
  "qualification_date": null,
  "use_of_proceeds": "Securities offered: Equity (common or preferred stock)",
  "accredited_only": null,
  "exchange": null,
  "sic": "2080",
  "sic_description": "Beverages",
  "biz_location": "Anaheim, CA",
  "accession_number": "0001683168-26-004380",
  "securities_type": "Equity (common or preferred stock)",
  "price_per_security": 2.0,
  "securities_offered_count": 5000000.0,
  "minimum_investment": null,
  "total_amount_sold": null,
  "federal_exemptions": null,
  "previous_accession_number": null,
  "industry_group": null,
  "investment_fund_type": null,
  "entity_type": null,
  "filing_url": "https://www.sec.gov/Archives/edgar/data/2064965/000168316826004380/primary_doc.xml",
  "filing_index_url": "https://www.sec.gov/Archives/edgar/data/2064965/000168316826004380/",
  "source": "SEC EDGAR — efts.sec.gov + data.sec.gov submissions"
}

Python (apify-client)

from apify_client import ApifyClient

client = ApifyClient("<YOUR_APIFY_TOKEN>")
run = client.actor("nexgendata/sec-reg-a-plus-crowdfunding-offerings-tracker").call(
    run_input={
        "form_type": "1-A",
        "min_offering_size": 5000000,
        "max_offering_size": 75000000,
        "days_back": 60,
        "max_filings": 50,
    }
)
for item in client.dataset(run["defaultDatasetId"]).iterate_items():
    print(item["issuer"], item["form_type"], item["offering_amount"], item["filing_date"])

cURL

curl -X POST "https://api.apify.com/v2/acts/nexgendata~sec-reg-a-plus-crowdfunding-offerings-tracker/run-sync-get-dataset-items?token=YOUR_TOKEN" \
  -H "Content-Type: application/json" \
  -d '{"form_type":"D/A","min_offering_size":10000000,"days_back":30,"max_filings":50}'

🔗 Related Actors

Part of the NexGenData SEC family — every actor below is currently public on Apify Store:

• SEC Form D Private Placement Tracker — the original Form D (not amendments) feed. Pair with this actor for full Reg D coverage (original + amendments).
• SEC Form 13F Holdings Tracker — Hedge Fund Filings — institutional investor 13F holdings for counterparty / co-investor analysis on the same issuers.
• SEC Litigation Releases — Enforcement Tracker — SEC enforcement actions. Cross-reference with Reg A issuers for risk overlay.

⚖️ Legal & data-source notes

• All data is SEC EDGAR public disclosure. Reg A (1-A, 1-A/A, 1-K) and Form D (D/A) primary documents are filed in machine-readable XML and are public domain under the Securities Act of 1933.
• SEC fair-access policy: every HTTP request to efts.sec.gov, www.sec.gov/Archives, and data.sec.gov carries User-Agent: NexGenData SEC Reg A Actor hello@thenextgennexus.com. Requests are throttled to ~6 req/sec — well under EDGAR's documented 10 req/sec cap.
• Qualification date is derived, not raw. The SEC's qualification of a Reg A offering is signaled by a QUALIF order or by the issuer's first post-qualification supplement (253(g)2, 253(g)3, 253(g)4). We look back up to 18 months from the filing date for the most recent qualification marker in the issuer's submissions feed. For 1-A initial filings that have NOT been qualified yet, this field is null — that's the signal, not a bug.
• use_of_proceeds is composed, not free-text. Reg A 1-A primary_doc.xml doesn't carry a free-text use-of-proceeds field (that lives in the Part II/III prospectus HTML, which we don't parse here for cost reasons). We compose a structured proxy from securities type + industry classification + federal exemptions. For the full narrative, the issuer's prospectus HTML at filing_index_url is one click away.
• accredited_only only applies to D/A. Reg A offerings are statutorily not accredited-only — that's the whole point of the regime. The field stays null for 1-A / 1-A/A / 1-K filings.
• EDGAR's 1-A/A form code is distinct from 1-A. We treat them as separate variants in the form_type enum so consumers can subscribe to amendments only.
• Retry policy: every EDGAR request gets 3 attempts × 12s backoff on 5xx and network errors. Transient EDGAR brownouts (common at top-of-hour) recover cleanly without losing the run.

❓ FAQ

Q: How is this different from just running EDGAR full-text search myself? A: EDGAR FTS returns one row per accession — you still have to fetch every primary_doc.xml, parse the namespaced XML, look up the issuer's submissions feed for ticker + qualification, and de-dup the form-variant clutter. This actor does all of that in one async pipeline with retry policy and pushes a flat dataset.

Q: Why is qualification_date sometimes null? A: Because the offering hasn't been qualified yet. Reg A qualification happens AFTER the SEC reviews the 1-A. If you see a 1-A filed yesterday with qualification_date: null, that's the leading edge — bookmark the issuer and the field will populate on the next monthly run.

Q: I want only true crowdfunding (Tier 2 Reg A+) — how do I filter? A: Set form_type: "1-A" + min_offering_size: 20000001 + max_offering_size: 75000000. Tier 1 caps at $20M, so anything above that is Tier 2 by statute.

Q: Does this pick up Reg CF (Form C)? A: No — Reg CF (Regulation Crowdfunding, max $5M) is a separate Form C family. This actor is scoped to Reg A / Reg A+ / Form D-A. Reg CF support is on the NexGenData roadmap as a separate actor.

Q: Can I schedule it daily? A: Yes — Apify scheduled tasks pair cleanly with days_back: 1 for a daily monitor. New Reg A filings are sparse (typically 3-15 per day), so a single daily run is plenty.

Q: How does subsequent-amendment lineage work? A: For D/A filings, the previous_accession_number field carries the parent Form D's accession. Walk backwards through D → D/A → D/A → ... to reconstruct the full upsize / repricing history of a single offering. For 1-A → 1-A/A lineage, EDGAR doesn't expose a previous-accession pointer; join on cik + filing_date ordering instead.

🏷️ About NexGenData

NexGenData ships clean, schema-stable scrapers for the public-data sources that compliance, capital-markets, and regulatory-intel teams actually need. Every SEC actor is throttled per the SEC fair-access policy, ships with retry/backoff, and surfaces structured fields (not raw HTML) so you can wire output straight into your warehouse or alerting stack. Suggestions or specific filing types you'd like covered: hello@thenextgennexus.com.