Reg SHO Threshold Securities Tracker

The daily Reg SHO threshold-securities list — Nasdaq-listed stocks with persistent fails-to-deliver — parsed into clean JSON. Built for analysts, funds, fintech builders and AI agents. Factual public market data — not financial or investment advice. Not affiliated with the U.S. SEC, FINRA or Nasdaq.

📊 Sample Output

symbol	securityName	marketCategory	regShoThresholdFlag	fileDate
AAPD	DIREXION SHS ETF TR DAILY AAPL	G	Y	20260924
APPX	INVESTMENT MANAGERS SER TR II	G	Y	20260924
AVGG	THEMES ETF TR LEVERAGE SHS 2X	G	Y	20260924
AVGU	GRANITESHARES ETF TR 2X LONG A	G	Y	20260924
BMNG	THEMES ETF TR LEVERAGE SHS 2X	G	Y	20260924
BTCT	BTC DIGITAL LTD ORD SHS NEW US	S	Y	20260924

Real rows from run lJG9veps4kd3FJvue on build 0.0.15 (2026-09-25), unedited apart from masked emails/phones and shortened long text; fields the source does not publish are empty.

🔧 Input reference

Field	Type	Default	What it does
date	string		Specific date; blank = most recent available (auto-tries last 7 days).
maxResults	integer	5000	Max securities.

🧾 JSON sample record

One real record from run lJG9veps4kd3FJvue (emails/phones masked, long text shortened):

{
  "symbol": "AAPD",
  "securityName": "DIREXION SHS ETF TR DAILY AAPL",
  "marketCategory": "G",
  "regShoThresholdFlag": "Y",
  "fileDate": "20260924"
}

💰 Pricing

Event	Price (USD)	When it is charged
Actor Start (apify-actor-start)	$0.01	Charged when the Actor starts running. Number of events charged depends on Actor memory (one event per GB, minimum one event).
Threshold security record (apify-default-dataset-item)	$0.05	Single Reg SHO threshold security record (symbol, securityName, marketCategory, regShoThresholdFlag, fileDate).

Pay-per-event: you pay only for what the run delivers. A run that delivers nothing bills no result events (only the actor-start event, when the actor defines one). Example: a run that delivers 100 results costs 100 × $0.05 = $5.00 plus the start fee.

🔗 Related Actors

More from the NexGenData SEC & US filings family:

• IPO Tracker — Upcoming & Priced US IPOs API
• Japan EDINET Insider Filings — インサイダー取引 API
• Unusual Options Activity Tracker — Flow & Volume API
• SEC 8-K Event Monitor — Real-Time Material Event Alerts
• SEC Activist Proxy Tracker — DFAN14A Solicitations
• SEC Comment Letter Monitor — Staff Review Letters

48 more in this family on the NexGenData Store page.

📡 Source

The daily threshold file published by Nasdaq Trader (nasdaqtrader.com/dynamic/symdir/regsho/nasdaqth<YYYYMMDD>.txt), the official Reg SHO daily list for Nasdaq-listed securities. Leave date blank and the run takes the most recent published file (it looks back up to 7 calendar days, since no file is published on weekends or market holidays).

📊 What you get

Clean JSON, one record per threshold security (5 fields):

• symbol — ticker
• securityName — issuer / security name as published
• marketCategory — Nasdaq market tier code (Q / G / S)
• regShoThresholdFlag — threshold flag as published (Y)
• fileDate — the YYYYMMDD file the record came from

Pricing: $0.05 per record (Pay-Per-Event) — about 20 records per $1. Plus a $0.01 Actor start (charged by the platform, one event per GB of memory).

✅ How the run ends

• Rows found → SUCCEEDED with the record count and file date in the status message.
• File published but listing no securities → SUCCEEDED with 0 rows and a message saying so; nothing is charged.
• Nasdaq Trader unreachable or blocking → the run FAILS with the cause in the status message, instead of quietly returning an empty dataset.

🤖 Use with AI agents

Structured, source-linked market data built for LLM and agent pipelines — point Claude, the OpenAI Agents SDK, an n8n flow or any MCP-aware client at it and pull the Reg SHO threshold list on demand.

Sample agent prompt:

List today's Reg SHO threshold securities and how long each has been listed.

Agentic payments (x402): Supports agentic payment via x402 — agents can call this actor with USDC, no API key required.

⏰ Run on a schedule

The recurring frame is the point — schedule a daily pull:

{
  "maxResults": 50
}

🔗 Related SEC actors

More compliance & oversight trackers: Comment Letter Monitor, Form NT Late-Filing, Litigation Releases, Fails-to-Deliver

Agent front doors: SEC Corporate Events MCP, Regulatory Filings MCP

---

Data parsed from the public Nasdaq Trader Reg SHO daily threshold list. Factual public market data — not financial or investment advice. Not affiliated with the U.S. SEC, FINRA or Nasdaq.