DOL Form 5500 Leads

Track DOL Form 5500 filings as retirement-plan-sponsor leads — plan sponsors, participants and assets for financial-services outreach.

Output is a prospect list for your sales team, assembled from public web and business sources. Use it in line with applicable outreach and privacy law.

📊 Sample Output

plan_name	sponsor_name	EIN	sponsor_city	sponsor_address_1	sponsor_phone
SHOCKWAVE MEDICAL, INC. 401(K) PLAN	SHOCKWAVE MEDICAL, INC.	270494101	SANTA CLARA	5403 BETSY ROSS DRIVE	[phone on record]
IGNITE DIGITAL FEDERAL SERVICES LLC RETIREMENT PLAN AND TRUST	IGNITE DIGITAL FEDERAL SERVICES LLC	651267053	SAN DIEGO	4960 N HARBOR DRIVE	[phone on record]
SANTA ROSA COMMUNITY HEALTH CENTERS 403(B) PLAN	SANTA ROSA COMMUNITY HEALTH CENTERS	680365296	SANTA ROSA	120 STONY POINT ROAD SUITE 200	[phone on record]
PSEMI CORPORATION 401(K) PLAN	PSEMI CORPORATION	860652659	SAN DIEGO	9369 CARROLL PARK DRIVE	[phone on record]
CAUSEWAY CAPITAL MANAGEMENT LLC 401(K) AND PROFIT SHARING PLAN	CAUSEWAY CAPITAL MANAGEMENT LLC	954861680	LOS ANGELES	11111 SANTA MONICA BOULEVARD	[phone on record]
THE ATHENIAN SCHOOL 403(B) PLAN	THE ATHENIAN SCHOOL	946070808	DANVILLE	2100 MOUNT DIABLO SCENIC BLVD	[phone on record]

Real rows from run FJTteQCu22vtRsKl7 on build 0.0.4 (2026-09-25), unedited apart from masked emails/phones and shortened long text; fields the source does not publish are empty.

⚙️ Sample inputs

This is the Store example input — the same input Apify's automated check runs — so it is proven to return rows on the current build. Paste it into the input form, or send it through the API, CLI or a schedule:

{
  "mode": "search",
  "state_filter": "CA",
  "min_assets": 10000000,
  "max_assets": 1000000000,
  "plan_type": "any",
  "year": 2024,
  "max_plans": 100
}

🔧 Input reference

Field	Type	Default	What it does
mode (required)	string (search, bulk)	"search"	How aggressively to scan the DOL Form 5500 bulk dataset. search runs a fast targeted slice (intended for ad-hoc lookups like 'CA plans with $10M+ assets, top 100'), capping at 2…
state_filter	string	"CA"	Filter to plans whose sponsor mailing address is in this state. Two-letter USPS state code (e.g. CA, NY, TX, FL). Leave blank to include all US states + territories. Foreign-spons…
min_assets	integer	10000000	Drop plans whose end-of-year total assets are below this floor (USD). The most common filter — RIA wholesalers target $10M+ for prospecting, $100M+ for institutional outreach, $1B…
max_assets	integer	1000000000	Cap plans whose end-of-year total assets exceed this ceiling. Useful when targeting the mid-market band (e.g. $10M-$1B = serviceable RIA TAM, excludes the mega-plans that Vanguard…
plan_type	string (401(k), defined-benefit, any)	"any"	Filter to a specific plan structure. 401(k) targets plans with the DOL pension-feature code 2J (defined contribution plans with employee 401(k) arrangement) — the dominant retir…
year	integer	2024	Form year to pull. DOL publishes harmonized datasets for plan years 2009 onward; recent years are updated monthly with newly received filings. 2024 is the most complete recent yea…
max_plans	integer	100	Hard cap on plans pushed to the dataset (and metered for per-plan-filing billing). Defaults to 200 (a comfortable RIA prospect batch). Each plan record is billed at $0.12. Tune to…

🧾 JSON sample record

One real record from run FJTteQCu22vtRsKl7 (emails/phones masked, long text shortened):

{
  "plan_name": "SHOCKWAVE MEDICAL, INC. 401(K) PLAN",
  "sponsor_name": "SHOCKWAVE MEDICAL, INC.",
  "sponsor_dba_name": "",
  "EIN": "270494101",
  "plan_number": "001",
  "state": "CA",
  "sponsor_city": "SANTA CLARA",
  "sponsor_zip": "95054",
  "sponsor_address_1": "5403 BETSY ROSS DRIVE",
  "sponsor_phone": "[phone on record]",
  "business_code": "339110",
  "plan_year_begin": "2024-01-01",
  "plan_year_end": "2024-12-31",
  "plan_effective_date": "2015-01-01",
  "total_assets": 105455846,
  "total_assets_boy": 70562002,
  "net_income": 34893844,
  "total_participants": 1394,
  "total_participants_boy": 1314,
  "participants_with_balance": 1477,
  "contributing_employers": null,
  "plan_type": "401(k)",
  "type_pension_code": "2F2G2J2K2S2T2E3D",
  "type_welfare_code": "",
  "recordkeeper": null,
  "trustee": null,
  "trustee_ein": null,
  "auditor": "SENSIBA LLP",
  "auditor_ein": "942370906",
  "accountant_opinion_type": "1",
  "filed_date": "2025-04-24",
  "filing_status": "FILING_RECEIVED",
  "electronic_filing_id": "20250424131042NAL0007397697001",
  "amended": false,
  "final_filing": false,
  "initial_filing": false,
  "form_year": 2024,
  "sch_h_attached": true,
  "sch_i_attached": false,
  "sch_sb_attached": false
}

💰 Pricing

Event	Price (USD)	When it is charged
Actor Start (apify-actor-start)	$0.005	Charged when the Actor starts running. Number of events charged depends on Actor memory (one event per GB, minimum one event).
Plan filing (plan-filing)	$0.05	Per ERISA Form 5500 plan record extracted — plan name, sponsor, EIN, plan number, state, plan-year dates, total assets, total participants,…

Pay-per-event: you pay only for what the run delivers. A run that delivers nothing bills no result events (only the actor-start event, when the actor defines one). Example: a run that delivers 100 results costs 100 × $0.05 = $5.00 plus the start fee.

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27 more in this family on the NexGenData Store page.

⏰ Run this as a weekly lead monitor (recommended)

New records land continuously. Schedule a weekly sweep (0 8 * * 1) and catch fresh leads as they appear — an always-on prospect feed for your sales team.

📊 What you get

Clean JSON, one record per plan filing (full output has 12 fields):

• plan_name — Plan name
• sponsor_name — Sponsor name
• ein — Ein
• plan_number — Plan number
• participants — Participants
• address — Address
• city — City
• state — State
• zip — Zip
• plan_year — Plan year

Pricing: $0.05 per plan filing (Pay-Per-Event) — about 20 per $1. Actor start fee $0.005 per run. Live prices are in the Pricing table below.

🤖 Use with AI agents

Point Claude, the OpenAI Agents SDK, an n8n flow or any MCP-aware client at it and run prospecting on demand.

Agentic payments (x402): Supports agentic payment via x402 — agents can call this actor with USDC, no API key required.

🔗 Related lead-gen actors

Industry lead lists — pick your vertical: Capterra Displacement · Building Permits · FDIC Banks · NPI Healthcare · Doctor Directory · Restaurants · Auto Dealers · FMCSA Carriers · SBA Recipients · Liquor Licenses · Contractor Licenses · Childcare Licenses

Found your list here? Run it through the chain: verify the emails, enrich the companies, push to your CRM.

The lead-gen workflow chain — found leads? verify → enrich → push to CRM:

1. Find: B2B Leads Finder · Company Email Finder · Person Email Finder · Website Contact Scraper · Yellow Pages
2. Enrich: Company Enrichment · B2B Contact Enricher · Lead List Enricher · Website Tech & Contact Audit
3. Verify & clean: Email Verification · Bulk Email Validator · Lead List Cleaner
4. Deliver: Leads to Notion CRM

Front door — Sales Intelligence MCP: the sales-intelligence agent that fronts this whole cluster → Sales Intelligence MCP

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Public web & business-source data, assembled as sales-team prospect lists.